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Posts Tagged ‘brokerage firms’

A government-authorized not-for-profit organization, FINRA regulates over 624,000 brokerage firms in the United States. Overseen by the Securities and Exchange Commission (SEC), FINRA enforces compliance with its own-issued rules, registers and trains broker-dealer personnel, and offers regulatory services for equities and options markets, among others. In a recently issued notice, the organization warned brokerage firms […]

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Two American men said to belong to an international cyber crime ring admitted hacking into accounts at banks, brokerage firms and government agencies in an attempt to steal some $15 million, New Jersey authorities said on Tuesday.

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The Multi-Model Database:
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