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FINRA Warns Brokerage Firms of Phishing Campaign

03

Dec

2020

A government-authorized not-for-profit organization, FINRA regulates over 624,000 brokerage firms in the United States. Overseen by the Securities and Exchange Commission (SEC), FINRA enforces compliance with its own-issued rules, registers and trains broker-dealer personnel, and offers regulatory services for equities and options markets, among others. In a recently issued notice, the organization warned brokerage firms […]

Category Cyber-crime Phishing Written by Feedproxy 0 Comments

Beware Bitcoin: U.S. brokerage regulator

12

Mar

2014

Bitcoin can expose people to significant losses, fraud and theft, and the lure of a potential quick profit should not blind investors to the virtual currencys significant risks, a brokerage industry watchdog warned on Tuesday. In an investor alert titled Bitcoin: More than a Bit Risky, the Financial Industry Regulatory Authority (FINRA) said recent events […]

Category CA Technologies Tech Written by Yahoo 0 Comments

Facebook IPO comes with a health warning

01

Feb

2012

Facebook’s IPO is the most hyped initial public offering in years, with much speculation about just how many billions of dollars the social networking phenomenon will be valued at. There’s no doubt that 27-year-old Mark Zuckerberg, the founder of Facebook, is going to become a very rich man – and will be able to buy […]

Category General Written by Naked Security - Sophos 0 Comments

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FINRA Warns Brokerage Firms of Phishing Campaign

Beware Bitcoin: U.S. brokerage regulator

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