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Posts Tagged ‘U.S. Securities and Exchange Commission’

The U.S. Securities and Exchange Commission will examine the exposure of stock exchanges, brokerages and other Wall Street firms to cyber-attacks that have been called a threat to financial stability.

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By Sarah N. Lynch WASHINGTON (Reuters) – Cyber security experts from the White House, Treasury Department and Department of Homeland Security will be among panelists appearing on Wednesday at a roundtable on the challenges hackers pose to public companies and financial markets. Hosted by the U.S. Securities and Exchange Commission, the roundtable comes after several […]

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By Sarah N. Lynch WASHINGTON (Reuters) – The U.S. Securities and Exchange Commission should consider updating its rules to protect against technology failures or cyber attacks of “transfer agent” firms charged with maintaining millions of shareholder accounts, SEC Democratic Commissioner Luis Aguilar said Friday. Transfer agents are critical gatekeepers in U.S. markets, though they do […]

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